-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MoCNwWrjQKzYTsnzJQfSmNIWzMBpiAztnjs3uz4nOKTsH7TkhOnS6EAbZvarsi38 5eUDAgi6JtqWhaSn54/OIA== 0000909518-01-000415.txt : 20010416 0000909518-01-000415.hdr.sgml : 20010416 ACCESSION NUMBER: 0000909518-01-000415 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010413 GROUP MEMBERS: HUDSON ADVISORS LLC GROUP MEMBERS: LONE STAR OPPORTUNITY FUND, LP GROUP MEMBERS: LONE STAR SECURITIES FUND LLC GROUP MEMBERS: LONE STAR SECURITIES LIMITED GROUP MEMBERS: LSOF INVESTMENTS, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-35468 FILM NUMBER: 1602410 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BLVD. STREET 2: SUITE 1600 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3108994700 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD. STREET 2: SUITE 1600 CITY: SANTA MONICA STATE: CA ZIP: 90401-1111 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON ADVISORS LLC CENTRAL INDEX KEY: 0001138420 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 600 NORTH PEARL ST. STREET 2: SUITE 1500 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147548400 MAIL ADDRESS: STREET 1: 600 NORTH PEARL ST. STREET 2: SUTIE 1500 CITY: DALLAS STATE: TX ZIP: 75201 SC 13D/A 1 0001.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ____________ SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2) CADIZ INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 127549103 - -------------------------------------------------------------------------------- (CUSIP Number) J.D. DELL, ESQ. LONE STAR OPPORTUNITY FUND, L.P. 600 NORTH PEARL STREET, SUITE 1550 DALLAS, TEXAS 75201 (214) 754-8307 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) with a copy to: MICHAEL A. SASLAW, ESQ. WEIL, GOTSHAL & MANGES LLP 100 CRESCENT COURT, SUITE 1300 DALLAS, TEXAS 75201 (214) 746-7700 MARCH 16, 2001 - -------------------------------------------------------------------------------- (Date of event which requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e),(f) or (g), check the following box . (Continued on following pages) (Page 1 of 15) - ------------------------------- ---------------------------- CUSIP No. 127549103 13D Page 2 of 15 Pages - ------------------------------- ---------------------------- - - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Lone Star Securities Fund, L.L.C. - - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [X] (b) [_] - - ------------------------------------------------------------------------------ SEC USE ONLY 3 - - ------------------------------------------------------------------------------ SOURCE OF FUNDS 4 WC, OO - - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 1,698,220 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 1,698,220 - - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,698,220 - - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 4.8% - - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 OO - - ------------------------------------------------------------------------------ - ------------------------------- ---------------------------- CUSIP No. 127549103 13D Page 3 of 15 Pages - ------------------------------- ---------------------------- - - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). LSOF Investments, LLC - - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [x] (b) [_] - - ------------------------------------------------------------------------------ SEC USE ONLY 3 - - ------------------------------------------------------------------------------ SOURCE OF FUNDS 4 AF - - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 1,698,220 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 1,698,220 - - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,698,220 - - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 4.8% - - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 OO - - ------------------------------------------------------------------------------ - ------------------------------- ---------------------------- CUSIP No. 127549103 13D Page 4 of 15 Pages - ------------------------------- ---------------------------- - - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Lone Star Securities Limited - - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [x] (b) [_] - - ------------------------------------------------------------------------------ SEC USE ONLY 3 - - ------------------------------------------------------------------------------ SOURCE OF FUNDS 4 AF - - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Bermuda - - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 1,698,220 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 1,698,220 - - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,698,220 - - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 4.8% - - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 OO - - ------------------------------------------------------------------------------ - ------------------------------- ---------------------------- CUSIP No. 127549103 13D Page 5 of 15 Pages - ------------------------------- ---------------------------- - - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Lone Star Opportunity Fund, L.P. - - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [X] (b) [_] - - ------------------------------------------------------------------------------ SEC USE ONLY 3 - - ------------------------------------------------------------------------------ SOURCE OF FUNDS 4 AF - - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 1,698,220 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 1,698,220 - - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,698,220 - - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 4.8% - - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 PN - - ------------------------------------------------------------------------------ - ------------------------------- ---------------------------- CUSIP No. 127549103 13D Page 6 of 15 Pages - ------------------------------- ---------------------------- - - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Hudson Advisors, L.L.C. - - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [X] (b) [_] - - ------------------------------------------------------------------------------ SEC USE ONLY 3 - - ------------------------------------------------------------------------------ SOURCE OF FUNDS 4 AF - - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Texas - - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 1,698,220 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 1,698,220 - - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,698,220 - - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 4.8% - - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IA, OO - - ------------------------------------------------------------------------------ This Statement, which is being filed jointly by Lone Star Securities Fund, L.L.C., LSOF Investments, LLC, Lone Star Securities Limited, Lone Star Opportunity Fund, L.P., and Hudson Advisors, L.L.C. (collectively, the "Filing Parties") constitutes Amendment No. 2 to the Schedule 13D originally filed with the Securities and Exchange Commission on or about September 14, 1998, and amended on June 6, 2000. ITEM 1. SECURITY AND ISSUER. Common Stock, $0.01 par value (the "Issuer Common Stock") Cadiz Inc., a Delaware corporation (the "Company") 100 Wilshire Blvd., Suite 1600 Santa Monica, Ca 90401 (310) 899-4700 ITEM 2. IDENTITY AND BACKGROUND. Items 2(a), 2(b), 2(c) and 2(f) of the Schedule 13D are hereby amended and restated in their entirety to read as follows: (a)-(c), (f) Lone Star Securities Fund, L.L.C., a Delaware limited liability company ("LS Securities") owns the Common Stock. The managing member of LS Securities is LSOF Investments, LLC, a Delaware limited liability company ("LSOF"). The sole member of LSOF is Lone Star Securities Limited, a Bermuda exempted limited liability company ("LSSL"). The sole stockholder of LSSL is Lone Star Opportunity Fund, L.P., a Delaware limited partnership ("Lone Star"). The general partner of Lone Star is Lone Star Partner, L.P., a Delaware limited partnership ("Partner"). The general partner of Partner is Lone Star Management Co., Ltd., a Delaware corporation ("Management"). Hudson Advisors, L.L.C., a Texas limited liability company ("Hudson"), is the asset manager of LS Securities pursuant to an Asset Management Agreement. Robert J. Corcoran, a citizen of the United States ("Corcoran"), is the President and Chief Financial Officer of Hudson and J.D. Dell, a citizen of the United States ("Dell"), is Executive Vice President of Hudson. John P. Grayken, a citizen of Ireland ("Grayken"), is the sole stockholder, sole director and President of Management and the sole beneficial owner of Hudson. Partner, Management, Corcoran, Dell and Grayken disclaim beneficial ownership of the Common Stock. LS Securities, LSOF, LSSL, Lone Star and Hudson are referred to herein as the "Reporting Persons". The principal offices and business address of LS Securities, LSOF, Lone Star, Partner and Management is 600 North Pearl Street, Suite 1550, Dallas, Texas 75201. The principal offices and business address of Hudson is 600 North Pearl Street, Suite 1500, Dallas, Texas 75201. The principal offices and business address of LSSL is Gibbons Building, Suite 102, 10 Queen Street, Hamilton HM 11, Bermuda. The business address of Corcoran and Dell is 600 North Pearl Street, Suite 1500, Dallas, Texas 75201. The business address of Grayken is 50 Welbeck Street, London, United Kingdom, W1G9XW. LS Securities, LSOF, LSSL, Lone Star, Partner and Management are all part of a private investment partnership the principal business of which is investing in a broad range of primarily real estate related investments. Lone Star's investors are primarily 7 pension funds and other institutional investors. The principal business of Hudson is the management of such real estate related investments. Corcoran's principal occupation is serving as an officer of Hudson in the aforementioned capacities. Dell's principal occupation is serving as an officer of Lone Star and Hudson. Grayken's principal occupation is serving as an officer of Management in the aforementioned capacities. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Item 3 of the Schedule 13D is hereby amended to add the following: As of the date hereof, the Reporting Persons beneficially own an aggregate of 1,698,220 shares of Common Stock after the sales described in Item 5 below. ITEM 4. PURPOSE OF TRANSACTION. The Filing Parties have no plans or proposals which relate to or would result in (i) the acquisition of additional securities of the Issuer, (ii) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries, (iii) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries, (iv) any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board, (v) any material change in the present capitalization or dividend policy of the Issuer, (vi) any other material change in the Issuer's business or corporate structure, (vii) changes in the Issuer's charter or bylaws or actions which may impede the acquisition of control of the Issuer by any person, (viii) causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association, (ix) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, or (x) any actions similar to any of those enumerated above. ITEM 5. INTEREST IN SECURITIES OF ISSUER. Items 5(a) through 5(b) of the Schedule 13D are hereby amended and restated in their entirety to read as follows: (a)-(b) As of the date hereof, the Reporting Persons beneficially own an aggregate of 1,698,220 shares of Common Stock which represents approximately 4.8% of the outstanding shares of Common Stock of the Company, based on 35,709,924 shares of Common Stock outstanding as of March 26, 2001 according to the Form 10-K filed on March 29, 2001. The Reporting Persons share the voting and dispositive power with respect to such shares. To the Reporting Persons' knowledge, none of the persons disclosed in response to Item 2 (except for the Reporting Persons) owns any shares of Common Stock or can vote or direct the vote of any shares of Common Stock, nor can any such individual dispose or direct the disposition of any shares of Common Stock. 8 (c) The following transactions in the Issuer Common Stock were effected by the Filing Parties since the date of the acquisition of Issuer Common Stock: Date No. of Shares Sale/Purchase Price per Share ---- ------------- ------------- --------------- 2/21/01 60,000 Sale $10.00 2/28/01 10,000 Sale $10.00 3/01/01 10,000 Sale $10.00 3/02/01 13,500 Sale $10.03 3/05/01 41,300 Sale $10.06 3/06/01 29,000 Sale $10.16 3/07/01 33,500 Sale $10.23 3/08/01 50,000 Sale $10.13 3/08/01 23,700 Sale $10.34 3/01/01 25,000 Sale $10.22 3/12/01 10,000 Sale $10.25 3/13/01 30,000 Sale $10.33 3/14/01 5,000 Sale $10.44 3/15/01 9,000 Sale $10.13 3/16/01 5,000 Sale $10.13 All of the above transactions were effected through a broker. The price per share is excluding brokerage commissions. (d) No person other than the Reporting Persons is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the 355,000 shares of Common Stock beneficially owned by the Reporting Persons. (e) On March 16, 2001, the Filing Parties ceased to be beneficial owners of 5% or more of the Issuer Common Stock. ITEM 5. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO THE SECURITIES OF THE ISSUER. Other than as described in this statement, none of the Reporting Parties has any contracts, arrangements, understandings or relationships with any person with respect to any securities of the Company. ITEM 6. MATERIAL TO BE FILED AS EXHIBITS. Joint Filing Agreement dates as of April 11, 2001, among Lone Star Securities Fund, L.L.C., LSOF Investments, LLC, Lone Star Securities Limited, Lone Star Opportunity Fund, L.P., and Hudson Advisors, L.L.C.* - ------------------ *Filed herewith. 9 SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. The undersigned signatories hereby agree that the foregoing statement is filed on behalf of each of them. Dated: April 11, 2001 LONE STAR SECURITIES FUND, L.L.C. By: LSOF Investments, LLC Managing Member By: Lone Star Securities Limited Sole Member By: Lone Star Opportunity Fund, L.P. Sole Stockholder By: Lone Star Partners, L.P. General Partner By: Lone Star Management Co., Ltd. General Partner By: /s/ Benjamin D. Velvin III ---------------------------- Name: Benjamin D. Velvin III Title: Vice President 10 LSOF INVESTMENTS, LLC By: Lone Star Securities Limited Sole member By: Lone Star Opportunity Fund, L.P. Sole Stockholder By: Lone Star Partners, L.P. General Partner By: Lone Star Management Co., Ltd. General Partner By: /s/ Benjamin D. Velvin III ------------------------------- Name: Benjamin D. Velvin III Title: Vice President LONE STAR SECURITIES LIMITED By: Lone Star Opportunity Fund, L.P. Sole Stockholder By: Lone Star Partners, L.P. General Partner By: Lone Star Management Co., Ltd. General Partner By: /s/ Benjamin D. Velvin III ------------------------------- Name: Benjamin D. Velvin III Title: Vice President LONE STAR OPPORTUNITY FUND, L.P. By: Lone Star Partners, L.P. General Partner By: Lone Star Management Co., Ltd. General Partner By: /s/ Benjamin D. Velvin III ------------------------------ Name: Benjamin D. Velvin III Title: Vice President 11 HUDSON ADVISORS, L.L.C. By: /s/ Robert J. Corcoran --------------------------------- Name: Robert J. Corcoran Title: President
12 EX-99 2 0002.txt JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $.01 per share, of Cadiz Inc., a Delaware corporation, and further agrees that this Joint Filing Agreement be included as an exhibit to such filings provided that, as contemplated by Section 13d-1(k)(l)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Dated: April 11, 2001 LONE STAR SECURITIES FUND, L.L.C. By: LSOF Investments, LLC Managing Member By: Lone Star Securities Limited Sole Member By: Lone Star Opportunity Fund, L.P. Sole Stockholder By: Lone Star Partners, L.P. General Partner By: Lone Star Management Co., Ltd. General Partner By: /s/ Benjamin D. Velvin III ---------------------------- Name: Benjamin D. Velvin III Title: Vice President 13 LSOF INVESTMENTS, LLC By: Lone Star Securities Limited Sole member By: Lone Star Opportunity Fund, L.P. Sole Stockholder By: Lone Star Partners, L.P. General Partner By: Lone Star Management Co., Ltd. General Partner By: /s/ Benjamin D. Velvin III ------------------------------- Name: Benjamin D. Velvin III Title: Vice President LONE STAR SECURITIES LIMITED By: Lone Star Opportunity Fund, L.P. Sole Stockholder By: Lone Star Partners, L.P. General Partner By: Lone Star Management Co., Ltd. General Partner By: /s/ Benjamin D. Velvin III ------------------------------- Name: Benjamin D. Velvin III Title: Vice President LONE STAR OPPORTUNITY FUND, L.P. By: Lone Star Partners, L.P. General Partner By: Lone Star Management Co., Ltd. General Partner By: /s/ Benjamin D. Velvin III ------------------------------ Name: Benjamin D. Velvin III Title: Vice President 14 HUDSON ADVISORS, L.L.C. By: /s/ Robert J. Corcoran --------------------------------- Name: Robert J. Corcoran Title: President
15 -----END PRIVACY-ENHANCED MESSAGE-----